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Not Guilty By Reason of Insanity (NGRI)

Not guilty by reason of insanity (NGRI) is a verdict issued in criminal cases whereby the defendant, determined to be legally insane, is held not responsible for his or her criminal actions. NGRI is a possible verdict following trials in which the defendant employs the “insanity defense,” arguing that the criminal behavior in question was caused by a mental disorder that existed at the time of the offense. Unlike a plea of “Not guilty,” a defendant entering a plea of insanity is admitting to the acts and harms alleged by the prosecution but claiming that he or she should not be held criminally responsible for such acts and harms. Also unlike a “Not guilty” verdict, a finding of NGRI is not an acquittal. Rather, defendants judged to have been legally insane at the time of the offense and subsequently found NGRI are in almost all cases indefinitely committed to psychiatric hospitals for treatment.

Although the insanity defense became popularized in light of media attention to and public fascination with its use in high-profile cases (e.g., John Hinckley Jr., Jeffrey Dahmer, Ted Kaczynski), it is rarely employed and even more rarely successful in cases involving homicide or other violent crime. Nevertheless, questions concerning a defendant's mental state at the time of the offense are occasionally raised in criminal trials or prior to criminal trials during the course of the plea-bargaining process. Because NGRI remains a possible verdict and insanity a possible criminal defense in almost all states, it is important to understand the rationale and relevant legal issues, and clarify several common misconceptions.

Legal Rationale

Criminal law requires that to be held criminally responsible for most legal violations, a defendant must be sufficiently proven to have committed the act in question (actus reus) and furthermore, to have had the necessary state of mind or intent when committing that act (mens rea). A plea of insanity is not intended to challenge the prosecution's claim that the defendant committed the illegal act, but to challenge the prosecution's claim that the defendant possessed the legally required state of mind during commission of that act to be found guilty.

Generally speaking, mens rea, or criminal intent, requires that the accused knowingly or purposely committed the crime with which he or she is being charged. The insanity defense, then, is a claim that the defendant did not, as a result of an existing mental disorder, have sufficient understanding of her or his actions and/or the consequences of those actions during the time they were committed. As a legal concern, an “insane” defendant who lacked sufficient mens rea at the time of the offense should not be held legally responsible for that offense. The latter represents a moral claim that has long been a tradition in Western legal thought. In much the same way that children, the mentally retarded, and the involuntarily intoxicated should not to be blamed and punished for their actions, the mentally ill also should not be held criminally responsible if, because of their mental states, they did not know that their actions were wrong or did not understand the consequences of those actions.

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