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Predictive Dialing

Predictive dialing is a telephone call placement technology that is used in survey research to improve utilization of interviewer time during computer-assisted telephone interviewing (CATI) surveys. In random-digit dialing (RDD) surveys, typically fewer than 15% of dialings are answered by a human; for the remaining 85%, and when predictive dialing is not used by a telephone research center, interviewers must disposition unanswered numbers, data or fax lines, disconnects, and answering machines. With predictive dialing, the dialer will handle many of these unproductive calls in the “background,” passing calls to interviewers only when a call connects with a human being. The resulting increase in the proportion of “talk time” for the interviewer—time spent by the interviewer persuading and/or interviewing respondents—not only provides direct cost savings, with less interviewer time needed in total for the same number of interviews, but may provide an indirect gain because, in theory, interviewers remain more focused and engaged in the core of their work (i.e. speaking with respondents).

Predictive versus Nonpredictive Dialing

From an operational standpoint, what distinguishes predictive dialing from nonpredictive dialing is the elimination of the 1:1 interviewer-to-call ratio. If one call is placed for one available interviewer, then the interviewer will be idle while the call is placed and the signal returned, which could be for 30 seconds or more. Autodialing (mechanized dialing while still using a 1:1 ratio), along with automatic signal recognition for engaged (busy), fax, disconnected, and unanswered lines, will partially reduce nonproductive time and increase interviewers' talk time. Predictive dialers include these autodialing technologies but also allow for the probability that not all call results will require interviewer intervention, so typically there are a great many more calls being placed than the number of interviewers available to take them, with the dialer handling the calls that do not require interviewer involvement.

Predictive dialing algorithms utilize time-series or queuing methods, and the variables utilized vary by manufacturer: for example, interviewers in the queue, those nearing the end of a call, connect rates, average call length, and so on. Ideally, all predictive dialing systems strive to make the number of connects equal to the number of interviewers available. Variation from this ideal has two possible results: first, there are more connects than interviewers, leading to either abandoned calls or “dead air”—and ultimately alienated respondents. Second, there are too few connections, which results in a decrease in a call center's productivity and an increase in its costs. The extent to which the predictive algorithm errs on the side of “wait time” versus increased “abandonment” (i.e. dropping a call that the dialer detects has been answered by a human since no interviewer is available) is determined by setting the maximum abandonment rate parameter on the dialer. At its most conservative setting (i.e. “zero abandonment”), the dialing ratio will be 1:1 (in effect, removing the predictive element). Most survey companies operate with the abandonment rate set under 3% (meaning 3 out of every 100 connects will be abandoned). Of note, research has suggested that setting the abandonment rate too high in telephone surveys is counterproductive, as respondents who have had too many prior contact calls abandoned by a predictive dialer may become frustrated, which increases their likelihood to refuse when a “live” interviewer comes onto the line during a subsequent call attempt.

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