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According to general agreement, herrschaft is a basic category of sociological theory, a pivotal concept of political sociology and one, if not the, primary object of political science. How herrschaft emerges and elapses, above all how it constitutes itself, are key questions of political life. Who rules and who is being ruled is crucial in political thinking, but the word is often used without reflection or critique.

In general, herrschaft is understood as an asymmetrical social interrelation between one party issuing commands and the other party acting in obedience to orders. In this sense, a person, a group, or an organization can (temporarily) impose subordination upon others and expect that they will comply. It is an institution when characterized by regularity and success. Regardless of whether the ruling entities are represented by persons, or take an anonymous form, they provide a social world of chaos alternating with a stable structure.

Herrschaft is an important element of social order, a field of force around which societal connections and tensions are arranged. In this context, herrschaft is normally understood as a vertical (top-down) relation. However, it can also be regarded as a horizontal relation of equals, where those who rule and those who are ruled coincide and alternate (periodically or constantly). Most doctrines of rule from classical to modern times delineate a social and political order, where a consistent and commanding subject issues orders to specific consignees who obey (or disobey). The political function to come to authoritatively binding decisions, enforced upon the other societal systems, is granted to the ruling system (analogous to the political system in general).

The particular interest of political theory was directed toward the formulation of a typology of modes of herrschaft (aristocracy, monarchy, democracy, technocracy, etc.), initially pictured in a recurring cycle, then in an evolutionary line. In modernity, herrschaft is basically problematic, that is to say, exposed to systematical skepticism and potential overthrow. Questions of participation in and exclusion from herrschaft respectively are being discussed publicly, whereas the assessment of (governmental) power of herrschaft and coordination of (civic) power are of interest in particular. The question is if this political-theoretical concept of herrschaft is still significant for the social world at the beginning of the twenty-first century.

Origins of the Concept

Valuable clues to this hardly surveyed topic are offered by the historical development of the concept of herrschaft. In ancient Greece, arché (verb: archein, e.g., in oligarchy [rule of the few] or anarchy [without rule]) meant beginning/origin/principle as well as rule or government. Archons were military commanders and supreme civil servants. Their capability was the “being able to begin” and, according to classical perception, a specific privilege to rule and a sign of politics as such (Arendt 1965). With the terminology of krátos/kratein (force/power/rule, e.g., in aristocracy [rule of the best or the aristocrats], democracy [rule of the people]), an until then unknown awareness of ability evolved since the fifth century B.C., especially in the Attic polity in dramatic literature, in the practical-political reform works, and in the political theory of Aristotle. The classical concept of herrschaft in the polity marks the moderate center between anarchy and tyranny. (Eu)Nomistic systems, provided qua divine law, were gradually replaced by “cratistical” systems, whereupon democratic forms, forms of rule of the people, established themselves for the first time in world history. Political relations of herrschaft (that is, reasonable and belonging to the public sphere) are differentiated from violent master-servant-circumstances, which are limited to the “economic,” that is, home economic sphere.

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