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Guttman Scaling

Guttman scaling was developed by Louis Guttman and was first used as part of the classic work on the American Soldier. Guttman scaling is applied to a set of binary questions answered by a set of subjects. The goal of the analysis is to derive a single dimension that can be used to position both the questions and the subjects. The position of the questions and subjects on the dimension can then be used to give them a numerical value. Guttman scaling is used in social psychology and in education.

An Example of a Perfect Guttman Scale

Suppose that we test a set of children and that we assess their mastery of the following types of mathematical concepts: (a) counting from 1 to 50, (b) solving addition problems, (c) solving subtraction problems, (d) solving multiplication problems, and (e) solving division problems.

Some children will be unable to master any of these problems, and these children do not provide information about the problems, so we will not consider them. Some children will master counting but nothing more; some will master addition and we expect them to have mastered counting but no other concepts; some children will master subtraction and we expect them to have mastered counting and addition; some children will master multiplication and we expect them to have mastered subtraction, addition, and counting. Finally, some children will master division and we expect them to have mastered counting, addition, subtraction, and multiplication. What we do not expect to find, however, are children, for example, who have mastered division but who have not mastered addition or subtraction or multiplication. So, the set of patterns of responses that we expect to find is well structured and is shown in Table 1. The pattern of data displayed in this table is consistent with the existence of a single dimension of mathematical ability. In this framework, a child has reached a certain level of this mathematical ability and can solve all the problems below this level and none of the problems above this level.

Table 1 The Pattern of Responses of a Perfect Guttman Scale
Problems
ChildrenCountingAdditionSubtractionMultiplicationDivision
S110000
S211000
S311100
S411110
S511111
Note: A value of 1 means that the child (row) has mastered the type of problem (column); a value of 0 means that the child has not mastered the type of problem.

When the data follow the pattern illustrated in Table 1, the rows and the columns of the table both can be represented on a single dimension. The operations will be ordered from the easiest to the hardest, and a child will be positioned on the right of the most difficult type of operation solved. So the data from Table 1 can be represented by the following order:

None

This order can be transformed into a set of numerical values by assigning numbers with equal steps between two contiguous points. For example, this set of numbers can represent the numerical values corresponding to Table 1:

CountingS1AdditionS2SubtractionS3MultiplicationS4DivisionS5
12345678910

This scoring scheme implies that the score of an observation (i.e., a row in Table 1) is proportional to the number of nonzero variables (i.e., columns in Table 1) for this row.

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