Skip to main content icon/video/no-internet

Although law is often thought of as binding on those to whom it applies, and sanctions are associated with breaking the law, some legal rules are voluntary and not coercive. Particularly in international law, legal rules are not legally binding, and legal sanctions cannot be used in cases of noncompliance. Soft law refers to those legal rules that are not legally binding and for which legal sanctions cannot be used in cases of noncompliance. These rules can be guidelines, codes of conducts, standards, and other voluntary rules. In contrast to hard law, soft law can be decided by a variety of actors, public and private. Making hard law is the prerogative of legislative assemblies, national parliaments, and the European parliament, with a few exceptions. Soft law can be created by governments, international organizations, nongovernmental organizations, and the business community. It should be noted that the distinction between hard and soft law is hard to make in practice. Legally binding law often contains references to standards and other non–legally binding rules, and soft-law rules often contain references to legally binding legislative rules. The two types of rules are therefore ideal types that cannot easily be found in their pure form empirically. This entry defines soft law, contrasts it with other forms of public sector intervention, and discusses its applications in the European Union (EU) and elsewhere.

Definition

Ulrika Mörth defines soft law as legitimate rules that may have political and legal effects, although the rules are not legally binding. This means that not every voluntary rule can be regarded as soft law. In cases of noncompliance, the sanctions are social and political rather than legal. A good example of how these social sanctions might look is the peer pressure mechanism in the international body the Organisation for Economic Co-operation and Development (OECD). OECD lacks competence to issue legally binding laws. However, it is often argued that the organization has had important influence on the policies of member states, as these concern, for instance, reforms in the public sector, often labeled as the new public management reform. Social and political pressures are put on the member states by “naming and shaming” countries that do not follow the OECD recommendations. The soft law–making processes in the OECD are also characterized as social processes in which there is confidence building, exchanges of experiences, identity building, and socialization among the national officials; this can explain why the member states implement the OECD recommendations.

A classic and often used definition of soft law is that by Francis Snyder, in which he states that they are rules that have no binding force but that they may in any case “have practical effects” (Snyder, 1993, p. 198). A more thorough definition is presented by Karel Wellens and Gustaaf Borchardt (1989). Soft law is

the rules of conduct that find themselves on the legally non-binding level (in the sense of enforceable and sanctionable through international responsibility) but which according to the intention of its authors indeed do possess legal scope, which has to be further defined in each case. Such rules do not have in common a uniform standard of intensity as far as their legal scope is concerned, but they do have in common that they are directed at (intention of the authors) and do have as effect (through international law), that the conduct of States, international organizations and individuals is influenced by these rules, however without containing international legal rights and obligations. (p.

...

  • Loading...
locked icon

Sign in to access this content

Get a 30 day FREE TRIAL

  • Watch videos from a variety of sources bringing classroom topics to life
  • Read modern, diverse business cases
  • Explore hundreds of books and reference titles

Sage Recommends

We found other relevant content for you on other Sage platforms.

Loading