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A referendum is a device of direct democracy by which the people are asked to vote directly on an issue or policy. It differs from an election, which is a vote to elect persons who will make decisions on behalf of the people, or a recall, by which citizens are given the opportunity to remove from office an elected representative. Although this distinction between issue voting and person voting is apparently clear, it may be questioned, such as when the referendum is, formally or de facto, a vote of confidence or about the accession or permanence in power of a person. This is often the case in authoritarian regimes, but it also happens in democratic contexts (e.g., the use of referenda by de Gaulle in France). Such referenda are often qualified as “plebiscites,” although the word, which goes back to ancient Rome, literally means “a law enacted by the common people” (plebis scitum). Because a plebiscite is commonly regarded as highly manipulative, the term has a negative connotation. The use of a plebiscite is sometimes extended to all government-initiated referenda, especially if ad hoc, insofar as they would automatically trigger a vote of confidence. But the word has also traditionally been used in a more neutral way, to refer to popular votes on sovereignty issues (e.g., the plebiscites proposed by the League of Nations after World War I to settle boundary disputes). The word referendum appeared much later, possibly in 16th-century Switzerland, to indicate the procedure by which delegates to cantonal assemblies submitted certain issues to their constituents for ratification (ad referendum).

Typologies

A distinctive feature of the referendum is the great variety of forms that it can take. This introduces problems of comparability and makes general statements about the device difficult. Among the numerous modalities of the referendum, the one called initiative is considered to be the most important, as it indicates the maximum extent to which legislative power is delegated to the people. Most typologies of referenda are indeed based on this criterion and distinguish between mandatory (also termed compulsory or obligatory) referenda, on one side, and optional (or facultative) referenda, on the other, with a fundamental divide within the latter category between referenda initiated by institutional actors such as the executive, the legislative branch, or a parliamentary minority and popular initiatives. Many authors use the word referendum for mandatory referenda and referenda initiated from within institutions, while votes demanded by popular minorities are referred to as initiatives. Others use referenda for votes on legislative texts (current or pending legislation), whether they are initiated by institutional actors or by popular minorities, and initiatives for popular initiatives that are propositional (i.e., dealing with proposals for future legislation). The formal object of the referendum (current, pending, or proposed legislation), the category of legislative act it deals with (e.g., ordinary legislation, constitutional reform, international treaty), the subject (e.g., institutional, territorial, moral, economic), the legal consequences of the vote (consultative—also termed advisory—or binding), and the territorial level at which it is organized (e.g., local/regional/national) are other frequent variables included in the typologies, creating numerous designations for the referendum. Here, we use the word referendum in a general sense, which includes all types of popular votes bearing formally on an issue. This entry does not consider agenda initiatives, whereby a number of citizens can submit a proposal that must be considered by the legislature but is not necessarily put to a vote of the electorate.

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