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Analytic Narratives: Applications
Often derided by colleagues for “possessing an N of 1,” those who focus on case studies—Germany between the wars, France during the revolution, or Kasumpa village (see below)—nonetheless aspire to be social scientists. While their commitment to fieldwork, archival research, and qualitative methods runs deep, so too does their commitment to science. Analytic narratives offer a means for reconciling this apparent contradiction. Avner Greif, Margaret Levi, Jean-Lauran Rosenthal, Barry Weingast, and Robert Bates formulated the approach while focusing on historical cases. This entry illustrates the approach by reviewing its use in a study of Kasumpa village in the Luapula Valley of Zambia.
In this essay, “fieldwork” is defined as immersion in the lives of people who remain resident in their own social setting, while observing and recording their behavior and discussing with them their actions and the values and beliefs that shape it. This also includes, of course, knowledge of the local language. “Science” refers to the attempt to derive valid explanations, which implies two things: An explanation is valid if it follows logically from its premises, and it is valid insofar as it withstands efforts to refute it through the systematic collection and analysis of data. The best test of logical validity is formalization; that of empirical validity is the use of rigorous methods.
Taken together, these clarifications highlight a key feature of the agenda that underlies this method: the treatment of qualitative research, formal theory, and empirical methods as complementary rather than rival approaches to social research.
Illustration
Rural Responses to Industrialization: A Study of Village Zambia by Bates reports on a study of Kasumpa village, a settlement in the Luapula Valley that borders Zambia and Congo and forms a portion of the hinterland of the great mining centers of those two countries. The author of this study notes how, in the initial stages of his fieldwork, he sought to discern the values held by the residents of the village, their perception of the alternatives available to them, and the beliefs that shaped their behavior. The residents of Kasumpa village, he learned, quite rightly viewed themselves as poor and the mining towns as prosperous. Economic life revolved around the export of produce and labor to the mining towns; political life centered on efforts to persuade the government to generate money and jobs by investing in projects in the region. The residents sought to use the markets for produce and labor to gain access to the wealth of the mining towns, and they used political protest to levy a portion of it for themselves.
Based on these insights, the author then turned to theory. In expositing this work, this essay focuses on his treatment of migration, a subject long central to research in the region. The dominant theory of the time, developed by John Harris and Michael Todaro, viewed migration as a decision made by individuals as an effort to maximize their expected incomes. Several implications flowed from that formulation, and the author randomly selected 100 or so out of around 1,000 villagers to test them. If the theory were correct, more men than women would migrate to seek work in town, because there were more jobs for men in the mines, and the probability of securing a job was therefore greater for males than for females. The likelihood of departure from the village should be higher for working-age men: They were more likely to secure jobs than youths were and could amortize the costs of job searches better than old men could. In addition, according to this theory, when people left, they should journey to towns where others had settled before them, thus lowering the costs of job searches and increasing the return from migrating. The demographic structure of the village should therefore be distorted, with a gap where working-age men could normally be expected and a disproportionate number of females and old people of both sexes. An implication for politics also followed: While the migrants might choose to “exit” as a way of escaping poverty, those who remained should “give voice,” pressuring the government to render fishing and maize growing more profitable. Phrased another way, while migrants might employ the market for labor as an alternative to political action, those who remained in the village should treat the market for commodities as a complement to it.
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