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Incumbent Upgrading
The terms community conservation, neighborhood preservation, and incumbent upgrading refer to the same phenomenon: efforts to improve the physical conditions of inner-city areas with the existing population remaining in place. Interest in incumbent upgrading dates back to the 1970s when growing numbers of community activists, scholars, and policymakers advocated the conservation of the urban housing stock and the preservation of urban neighborhoods. The interest grew out of recognition of the economic value of central city housing stock, an awareness of the need to maintain the viability of the central city, and the recognition of the psychological attachments of existing residents to older areas.
It is important to distinguish incumbent upgrading from gentrification, a second type of neighborhood revitalization. Gentrification is a form of neighborhood improvement associated with the replacement of a low-income population by a more affluent one. Gentrifying and incumbent-upgrading communities are usually easy to distinguish from one another. Gentrifying neighborhoods are more likely to be located close to downtown and tend to be located closer to museums, parks, and other marketable amenities. In contrast, incumbent-upgrading neighborhoods tend to be located some distance from downtown and lack architecturally distinctive housing and other amenities. Local government plays a far more significant role in incumbent upgrading of neighborhoods.
Background
Urban renewal was the federal government's main response to urban problems from the end of World War II through the early 1960s. During the 1960s, federally assisted code enforcement programs were a major force in shifting the urban renewal program toward the conservation and rehabilitation of neighborhoods. This paved the way for the Community Development Block Grant (CDBG) program of the 1974 Community Development Act under which local communities received federal grants to carry out community development activities.
During the 1970s, incumbent upgrading programs such as Neighborhood Housing Services (NHS) and Urban Homesteading Demonstration (both national efforts) broadened their scope to deal with neighborhood problems as well as with substandard housing conditions. Key components of NHS include (a) a high degree of resident involvement in the operation of the program, (b) local government participation through capital improvements and code enforcement programs, (c) the agreement of financial institutions to reinvest in the community by making market rate loans to qualified buyers and through contributions to the NHS to support operating costs, and (d) a high-risk loan fund to families who cannot meet credit risk standards.
Spillover Effects and Program Impact
For incumbent upgrading efforts to be successful within a limited time period, they must produce neighborhood spillover effects; that is, visible housing improvements (resulting from governmental loans and grants to program participants) should make nonparticipating neighbors more confident about the future of the area, thereby making them more likely to stay and invest in housing improvements. Stimulating spillover effects and promoting greater confidence are no easy matters. The assumption by many economists that the aging of the housing stock is the key factor in explaining the neighborhood decline is clearly unrealistic and has led to an overemphasis on cosmetic housing improvements as the main thrust for neighborhood upgrading efforts. Some neighborhoods have experienced more rapid physical and social decline—measured by housing abandonment, property value declines, and increases in crime—than would be expected in terms of the age of the housing alone. In many of these areas, decline has racial and economic aspects. To be successful, neighborhood upgrading efforts must also account for demographic change.
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- Abandonment
- Blight
- Displacement
- Eviction
- Filtering
- Not in My Back Yard (NIMBY)
- Obsolescence
- Substandard Housing
- Vacancy Rate
- Affordability
- Employer-Assisted Housing
- Extended-Stay Motels
- Fair Market Rent
- Foreclosures
- Housing Costs
- Housing Trust Funds
- Impact Fees
- Linkage
- Shared Group Housing
- Shelter Poverty
- Usury Laws
- Workforce Housing
- Behavioral Aspects
- Castle Doctrine
- Commuting
- Crime Prevention
- Crowding
- Cultural Aspects
- Feng Shui
- Home
- Housing Adjustment Theory
- Immigration and Housing
- Migration
- Mortgage Fraud
- Postoccupancy Evaluation
- Residential Autobiographies
- Residential Location
- Residential Mobility
- Residential Preferences
- Tenant Organizing in the United States, History of
- Cohousing
- Common Interest Development
- Community Development Block Grant
- Community Development Corporations
- Community Land Trust
- Community-Based Housing
- Company Housing
- Condominium
- Cooperative Housing
- Gated Community
- Homeowners’ Association
- Housing Counseling
- Land Bank
- Limited-Equity Cooperatives
- Military-Related Housing
- Mutual Housing
- Native Americans
- Neighborhood Stabilization Program
- Nonprofit Housing
- Participatory Design and Planning
- Planned Unit Development
- Pueblos
- Religion and Housing
- Resident Management
- Rural Housing
- Self-Help Housing
- Slaves, Housing of
- Social Housing
- Squatter Settlements
- Student Housing
- Vernacular Housing
- Zoning
- American Housing Survey
- Centrally Planned Housing Systems
- Colonias
- Global Strategy for Shelter
- Hedonic Pricing Model
- Hogan
- Household
- Housing Abroad: Africa
- Housing Abroad: Asia
- Housing Abroad: Canada
- Housing Abroad: Central and Eastern Europe
- Housing Abroad: Latin America
- Housing Abroad: Middle East
- Housing Abroad: Western and Northern Europe
- Housing Indicators
- Housing Markets
- Igloo
- Kibbutz
- Residential Satisfaction
- World Bank
- Exurbia
- Growth Machines
- Housing Bubble
- Housing Demand
- Housing Starts
- Housing Supply
- Infrastructure
- Levittowns
- McMansion
- Mixed-Use Development
- New Towns
- Open Space and Parks
- Real Estate Developers and Housing
- Smart Growth
- Space Standards
- Speculation
- Subdivision
- Subdivision Controls
- Suburbanization
- Blockbusting
- Discrimination
- Exclusionary Zoning
- Fair Housing Act
- Hispanic Americans
- Housing Courts
- Inclusionary Zoning
- Mount Laurel
- Predatory Lending
- Redlining
- Restrictive Covenants
- Right to Housing
- Segregation
- Eminent Domain
- Farmers Home Administration (Rural Housing Service)
- Federal Government
- Federal Housing Administration
- Government-Sponsored Enterprises
- HOPE VI
- Housing Act of 1949
- Housing Act of 1954
- Housing and Urban Development Act of 1968
- President's Committee on Urban Housing (Kaiser Commission)
- Real Estate Settlement Procedures Act of 1974
- Resolution Trust Corporation
- United States Census Bureau
- United States Department of Housing and Urban Development
- United States Department of Veterans Affairs
- Single-Parent Households
- Women as Housing Producers
- Women as Users of Housing
- Environment and Housing
- Environmental Contamination: Asbestos
- Environmental Contamination: Lead
- Environmental Contamination: Mold
- Environmental Contamination: Radon
- Environmental Contamination: Toxic Waste
- Environmental Hazards: Earthquakes
- Environmental Hazards: Flooding
- Environmental Hazards: Hurricanes
- Health Codes
- Indoor Air Quality
- Restoration of Damaged Housing
- Slums
- Homelessness
- Hoovervilles
- Single-Room Occupancy Housing
- Tent Cities
- Appraisal Industry
- First-Time Home Buyer
- Homeownership
- Liens
- Multiple Listing Service
- Property Rights
- Property Tax
- Refinancing
- Warranties
- Ancient Housing
- Automated Valuation Model
- Building Codes
- Computer-Aided Design
- Construction Technology
- Decision Models for Housing and Community Development
- Disaster-Resistant Housing
- Earth-Sheltered Housing
- Flexible Housing
- Housing Codes
- HUD Minimum Property Standards
- In Situ Construction
- Innovation in Housing
- Lean Construction
- Manufactured Housing
- Model Codes
- Modular Construction
- New Urbanism
- Operation Breakthrough
- Panic Room (Safe Room)
- Prefabrication
- Smart House and Automation Technologies
- Solar Housing
- Building Cycle
- Building Permit
- Consolidated Plans
- Home Improvement
- Housing Finance Agencies
- Landscape Architecture
- Maintenance
- Savings and Loan Industry
- Adjustable-Rate Mortgages
- Equity
- Mortgage Credit Certificates
- Mortgage Finance
- Mortgage Insurance
- Mortgage Revenue Bonds
- Mortgage-Backed Securities
- Negative Amortization
- Proposition 13
- Second Mortgage
- Subprime Mortgage Crisis
- Tax Expenditures
- Tax Incentives
- Accessory Dwelling Units
- Aging in Place
- Assisted Living
- Congregate Housing
- Continuing Care Retirement Communities
- Dementia
- Disabilities, Housing of Persons with
- Elderly
- Home Care
- Hospice Care
- Nursing Homes
- Retirement Communities
- Reverse-Equity Mortgage
- Second Homes
- Universal Design
- Depreciation of Property
- Lease
- Multifamily Housing
- Rent Control
- Rent Strikes
- Residential Hotels
- Residential Property Management
- Gautreaux Program
- Low-Income Housing Tax Credits
- Pruitt-Igoe
- Public Housing
- Public-Private Housing Partnership
- Demand-Side Subsidies
- Moving to Opportunity
- Supply-Side Subsidies
- Energy Conservation
- Green Building
- Housing Careers
- Shared-Equity Homeownership
- Tenure Sectors
- Adaptive Reuse
- Brownfields
- Community Reinvestment Act
- Gentrification
- High-Rise Housing
- Historic Preservation
- Homestead
- Incumbent Upgrading
- Infill Housing
- Mixed-Income Housing
- Model Cities Program
- Tax Increment Financing
- Urban Redevelopment
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