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Military Occupation

An occupation is a contested occurrence. Even the word occupation creates controversy: One person's military intervention is another's peacekeeping effort; charges of illegality or resource-grabbing imperialism are bandied about. At times, the most common attribute is that the intervening group vociferously rejects the label's applicability, even when it is following the international legal conventions: No one wants to be labeled the occupier.

Definitional criteria differentiate between occupations in their origin, duration, resolution, and involved parties, among other qualities. Agreement, however, coalesces around just a few key descriptive features. An occupation implies that a foreign military has displaced the sovereignty of another state. At the most basic level, the occupied state no longer has an exclusive monopoly of force over its territory, is unable to protect its territory and people, and cannot unilaterally carry out its own policies.

Basic definitions of an occupation invariably entail a reference to international legal conventions, which have evolved over time and constitute a minimum standard. These legal concepts and codes are closely tied to the international rules of war that themselves have developed over time: from the brutal spoils of conquest in ancient times, to nineteenth century concerns about the restoration of the status quo, to early and mid-twentieth century concerns about sovereignty. Today, the legal concept of an occupation encompasses concepts of self-rule and self-determination as well as the protection of individual human rights. The need to respond to international terrorism, ethnic conflicts (including genocide), or regional destabilization is an omnipresent challenge.

Occupations can be analyzed through the following analytical lenses: (1) as international law, (2) as a place on the “just war” continuum, (3) as statecraft, (4) as public policy process, (5) as social transformation, and (6) as legacy. Although not definitive, these categories offer critical perspectives on occupations.

International Law

This lens focuses on the legal possibility of armed occupation relative to international law. Initially, the definitions focused on occupation as the result of victory in an armed conflict (including a declared war), which led to physical control over another sovereign's territory. Occupation is legitimate under international law (as set forth in the 1899 Hague Regulations). The international conventions provide that territory will be returned upon signing a negotiated peace settlement. The emphasis is on the temporary acquisition of territory, unlike earlier times when occupation meant permanent acquisition. Until the post–World War II period, the occupier was expected to interact minimally with the citizenry of the occupied country, reflecting the focus on state sovereignty. Today, there are more variations in outcomes. Within the international community, changes in legal expectations were both gradual and dramatic. A major change occurred when individual rights and self-determination became the modus operandi of the international community. This change can be traced in the 1907 Hague Regulations (especially Articles 42–56) and the 1949 Geneva Conventions IV (especially Articles 47–78). These codifications of the law of belligerent occupation have become a branch of international humanitarian law. The welfare of the individual is likely to remain at the forefront of international concern.

A Place on the Just War Continuum

To integrate the just war literature into an examination of occupation is to link the analysis to ethics. The major proponent of just war theory is Michael Walzer. The goal of Walzer and others is to recognize occupation as a continuation of military intervention—a post-conflict phase. Simply, this is a phase where one needs to focus a people's efforts toward ethical closure as well as locating a just future for a war-torn area and its people. It entails assigning responsibilities to the winners and the losers in both monetary and nonmonetary terms. With this approach, one sorts out the aftermaths with a focus on enforceable solutions, long-term stability, and the righting of any wrongs.

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