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The transtheoretical model (TTM) was developed by James Prochaska and Carlo DiClemente around 1980 to explain how people change in psychotherapy. The model was soon adapted to describe behavior change with respect to addictions, especially smoking cessation. In the past 10 years, the model has been applied across a wide range of behaviors important to public health, including diet, exercise, sun exposure, alcohol and drug abuse, mammography screening, condom use, stress management, weight control, diabetes self-management, and many more. First conceptualized primarily as a model of self-change, the model was elaborated to include how people change with professional help and has now become one of the most widely used frameworks for the development and dissemination of public health interventions.

The basic premise of the TTM is that behavior change occurs in a series of stages of change and that at each stage different strategies or processes of change are best suited to help individuals change behavior. The model is frequently referred to as the stages of change model; however, that name overlooks several important additional constructs that are integral to the change process, including several intervening or intermediate outcome variables: decisional balance (the pros and cons of change) and self-efficacy (confidence in the ability to change and temptations to engage in unhealthy behaviors across challenging situations). Together with the stages and processes of change, these constructs provide a multidimensional view of how people change.

Stages of Change

The stages of change serve as the central organizing construct of the TTM, describing change as a process instead of a singular event. Five ordered categories of readiness to change have been defined: precontemplation, contemplation, preparation, action, and maintenance.

Precontemplation

Individuals in the precontemplation stage do not intend to change in the next 6 months. People in this stage may think that their unhealthy behavior is not a real or serious problem for many reasons. They may avoid thinking, reading, or talking about their behavior, and may seem resistant, defensive, and unmotivated.

Contemplation

In the contemplation stage, individuals admit that their behavior is a problem and they are seriously considering change within the next 6 months. They acknowledge the benefits of change but are keenly aware of the costs, resulting in ambivalence. These individuals often delay acting on their intentions and may remain in this stage for a long time (‘chronic contemplation’).

Preparation

Individuals in the preparation stage intend to change behavior in the next 30 days. They have a specific plan of action that includes small steps forward, such as smoking fewer cigarettes, quitting smoking for 24 hr, enrolling in an online program, or talking to a health professional. Often, they have made recent short-term attempts to change behavior.

Action

Individuals in the action stage must meet a specific and well-established behavioral criterion, such as quitting smoking (rather than cutting down), or eating five or more daily servings of fruits and vegetables (rather than eating more in one serving). Ideally, the criterion reflects expert consensus on how much change is necessary to promote health or reduce disease risk. The action stage lasts for 6 months, since this includes the period of greatest relapse risk.

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