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Collaborative decision making is an increasingly influential ideal embodied in several aspirational goals of health care, including shared decision making, patient engagement, patient empowerment, and patient-centered care. It acknowledges the legitimacy of the perspective of patients as well as clinicians and the need for both parties to share responsibility for making health care decisions. At the same time, collaborative decision making poses difficult challenges because it requires patients and clinicians to share not only the responsibility for making decisions but also the various uncertainties that surround these decisions. Collaborative decision making thus ultimately requires effective strategies for managing and communicating uncertainty.

The Merriam-Webster dictionary defines the word collaborative as “used or done by a number of people as a group.” The application of this term to health care decision making reflects a deeper cultural shift from a paternalistic to an autonomy-focused model of care in which patients are actively involved in the decision-making process. In health care, collaborative decision making finds its ultimate expression in the ideal of shared decision making (SDM)—an interactive process in which clinicians provide information on available decision-making options and their potential benefits and harms, while patients provide information on their values and preferences so that agreement on the best course of action can be reached. In SDM, patients and clinicians work together to fill in each other's knowledge gaps, thereby reducing the mutual ignorance that prevents patients from making decisions that are informed and consistent with their values. This process is inherently collaborative in its dependence on information exchange and joint responsibility for decision making among clinicians and patients.

The Challenge of Uncertainty

Collaborative decision making is critically important in health care; however, it also poses several challenges, among the most difficult of which is the need to manage uncertainty. This need arises because the information exchanged by patients and clinicians is ultimately incomplete and imperfect, reflecting inevitable gaps in scientific knowledge and the constructed and dynamic nature of patient values and preferences. Collaborative decision making brings these limitations to light, producing uncertainty—the subjective awareness of ignorance—in the minds of patients and clinicians. Through this process patients and clinicians each gain a metacognitive awareness of what they do not know—that is, they move from ignorance to uncertainty.

Collaborative decision making, therefore, not only reduces ignorance but also produces new uncertainties that patients and clinicians need to manage. These uncertainties pertain to a variety of issues that are scientific, practical, and personal in nature. Scientific uncertainty is disease-centered and related to clinical evidence; it encompasses uncertainties about diagnosis, prognosis, causal explanations, and treatment recommendations. Practical uncertainty is health-system-centered and related to the structures and processes of care; it encompasses uncertainties about health care delivery and access. Personal uncertainty is patient-centered and related to psychosocial and existential concerns; it encompasses uncertainties about patients' values, goals, sense of meaning, and personal relationships.

Uncertainties pertaining to any or all of these issues are generated by the collaborative decision-making process, and their number and variety complicate their management. Furthermore, each type of uncertainty—scientific, practical, and personal—may arise from multiple sources: probability, ambiguity, and complexity. Probability refers to the fundamental indeterminacy or unpredictability of a phenomenon; ambiguity refers to the lack of reliability, credibility, or adequacy of information about the phenomenon; and complexity refers to features of the phenomenon that make it difficult to understand. Any or all of these sources may contribute to the uncertainties pertaining to the specific issues at hand. Consider just a few of the many uncertainties that confront a man contemplating radical prostatectomy for prostate cancer: his risk of cancer recurrence, the competence of his health care providers, his ability to adapt to treatment side effects, and the effects of treatment on his personal relationships and achievement of life goals. In theory, there are probabilities for all of these outcomes, and these probabilities are further associated with—and complicated by—varying degrees of ambiguity and complexity.

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