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Institutional Review Boards
Institutional review boards (IRBs) are local universities given the responsibility of oversight for federally funded research involving human subjects conducted by members of the organization. Researchers from the local organization serve on the IRBs and often employ one or more staff members, including a compliance officer, to help facilitate the review process. IRBs' responsibilities include providing training so that researchers conduct research safely, approving research protocols that are designed to protect participants from harm, and making sure that potential human subjects are adequately informed of the risks and benefits of their participation so that they can give informed consent. IRBs must balance the risk of the research against its potential benefits in approving research protocols. IRBs have become an entrenched part of the research process in the United States. There is near-unanimous support for the overall goal of IRBs protecting human subjects from unnecessary harm.
Because the policies based on medical research are also applied to social science and humanities research, a number of controversies and problems resulting from unclear or changing definitions or from mission creep and excessive regulation of research have emerged as IRBs have increased in number, size, and scope. IRB critics believe that these concerns have a chilling effect on research; reduce and slow research productivity unnecessarily; and seem to give IRBs powerful control over researchers who feel they have little recourse. Supporters of IRBs see increasing regulation and enforcement as positive steps in further protecting human subjects from harm by overzealous researchers. Nevertheless, it is clear that scholars will continue to have to interact with IRBs as part of the research process.
A Brief History
IRBs grew out of concerns over serious human subject research abuses such as the experiments conducted by Nazi scientists during World War II. The Nuremberg Code issued by the War Crimes Tribunal in response to these atrocities is generally recognized as the first international code of medical research ethics. However, research abuses continued, such as in Tuskegee, Alabama, in the late 1940s when poor, Black men were denied available medical treatment for syphilis so that researchers could study the effects of the disease on them. Although most of the commonly cited research abuses involve medical research, behavioral or social science researchers also committed abuses. Perhaps the most commonly cited example is a set of psychological studies conducted by Stanley Milgram in the early 1960s. These studies would be considered unethical by today's research standards because the participants had been deceived into believing that they were giving excessive electric shocks to other people and were inadequately debriefed about the experiment.
In 1974, the National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research was created and the National Research Act was passed by Congress. This law required the establishment of local IRBs to review and approve all human subject research that is federally funded. In 1979, the commission approved a guide for research with human subjects: The Belmont Report: Ethical Principles and Guidelines for the Protection of Human Subjects of Research.
Enforcement of the human research guidelines has fallen on a number of different federal agencies over the years. Currently, the Office of Human Research Protection (OHRP) in the U.S. Department of Health and Human Services oversees an estimated 3,000–5,000 IRBs across the nation that regulate medical, social, and behavioral science research.
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