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Strictly speaking, mandatory sentencing refers to the practice of a legislature setting a fixed penalty for the commission of a criminal offense. Usually, however, the expression is used to refer to a particular form of mandatory sentencing involving the imposition of a significant minimum penalty for an offense. This penalty is typically a period of incarceration, often with escalating penalties for subsequent offenses. “Three strikes and you're out” statutes are the best-known example of this form. These and other forms of mandatory sentencing are overwhelmingly directed at “street crime”—offenses involving violence, as well as some drug and property related offenses.

Mandatory sentencing removes a judge's discretion to select a sentence in light of an offender's background and the circumstances in which a crime was committed. Instead, for certain legislated offenses, a judge is bound to impose a prescribed penalty on every offender convicted. This practice has a long history, dating back at least as far as the seventeenth century in England and colonial America. In the course of the nineteenth century, however, this approach was abandoned in favor of legislatures setting a maximum, but no minimum, penalty, with the sentencing judge being responsible for selecting the appropriate sentence for individual offenders. Only toward the end of the twentieth century did the practice have a significant revival. During the 1980s and 1990s, more than twenty-four states, as well as Congress, passed some form of mandatory sentencing, despite widespread opposition from judges, lawyers, and researchers.

Mandatory sentencing is said to serve the instrumental functions of preventing crime and promoting consistency and certainty in sentencing. It is possible, though, that in reality these functions are less important than the expressive function of these laws and that mandatory sentencing legislation is primarily a response to a community's outrage at particular crimes.

Crime Prevention

Proponents argue that mandatory sentencing prevents crime through the incapacitation and deterrence of offenders, as well as the deterrence of other potential offenders. It is difficult to assess these claims. Even if it can be shown that the reported crime level in a community decreases after the introduction of mandatory sentencing laws in that community, many extraneous factors may contribute to this change, such as increases in the rate of employment. What is required is rigorous scientific research, of which there has been unfortunately little. The available evidence, though, suggests that mandatory sentencing laws can bring about a small reduction in those crimes that attract mandatory sentences.

Incapacitation

Mandatory sentencing aims in part to prevent crime by incarcerating known offenders, preventing them from offending outside prison. While the incapacitation of offenders who continue to commit crimes at high rates can reduce crime levels, whether mandatory sentencing is a good way of selecting offenders for incapacitation remains to be seen.

Identifying offenders who will continue to offend is a difficult task. Many mandatory-sentencing schemes attempt to identify these offenders by requiring imprisonment upon the conviction of multiple offenses. Although previous offending is the best predictor of future behavior, it is still regularly inaccurate. As well as selecting some offenders who will continue to offend, mandatory-sentencing schemes will select a significant number of “false positives.” These are offenders who will not continue to commit crime either because they are at the end of their offending careers or because they will not go to on establish a career at all. Street crime, for example, tends to be a “young mans' game.” As Michael Tonry (1996: 139) observes, “By the time offenders have accumulated enough convictions to make it reasonable to conclude that they are high-rate serious offenders, many will have reached ages at which they will soon desist from offending in any event.”

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